Jan. 13, 2020 - The Canadian Securities Administrators (CSA) has published a consultation paper seeking input on the potential implementation of an “access equals delivery” model – an electronic access alternative for satisfying prospectus and other documentary delivery obligations under Canadian securities...
Poonam Puri Appointed to Ontario Securities Commission
Davies affiliated scholar Poonam Puri has been appointed to the Ontario Securities Commission (OSC) for a two-year term.
Poonam is a respected scholar and commentator on issues of corporate governance, corporate law, securities law and financial regulation. For the past 20 years, she has been a Professor of Law at Osgoode Hall Law School, where she teaches and conducts research on securities regulation and investor protection. She was one of two research directors for the Expert Panel on Securities Regulation, which led to the proposed common securities regulator.
The mandate of the OSC is to provide investors with protection from unfair, improper or fraudulent practices and to foster fair and efficient capital markets and confidence in the capital markets.
Nov. 13, 2019 - Staff of the securities regulatory authorities in Ontario, British Columbia, Québec, New Brunswick, Saskatchewan, Manitoba and Nova Scotia (collectively, Staff) has released CSA Multilateral Staff Notice 51-359 ‒ Corporate Governance Related Disclosure Expectations for Reporting Issuers in...