Davies

Capital Markets

Davies is a leader in capital markets transactions. Prominent companies and financial institutions, in Canada, the United States and abroad, rely on our lawyers for advice on a broad range of securities transactions, particularly where the complexity of the financing demands sophisticated and creative solutions. Our expertise spans the full spectrum of capital markets transactions, including IPOs and offerings of high-yield and investment-grade debt, and a broad range of industries and issuers, including REITs and income trusts. We also have extensive experience in the structuring and offering of innovative financing structures and products.

Our leading position in capital markets transactions is not limited to Canada. We draw on our deep experience and knowledge in this and related practice areas to provide seamless advice on cross-border financings by Canadian issuers and Canadian financings by international issuers. Davies continues to be a key player in offerings employing MJDS, an initiative of the U.S. and Canadian regulators that permits Canadian issuers efficient access to the public U.S. capital markets. We have also assisted Canadian clients with listings and financings involving foreign stock exchanges such as NYSE and AIM. Our expert advice is also not limited to financings by public companies. We advise issuers and investors through all stages of the capital-raising cycle, including seed and venture capital and private equity investments. We also have significant experience structuring and negotiating private investments in public issuers (so called "PIPE" transactions).

In addition to transactional work, we advise public companies on their corporate governance and disclosure obligations and assist them with securities compliance issues, including securities regulatory and enforcement matters and internal investigations. We also advise Canadian and foreign investment dealers on their compliance with registration requirements and trading issues. Our frequent interactions with Canadian  securities regulators and the TSX allow us to help our clients stay ahead and navigate the constantly evolving securities regulation.

Our Clients

Our expertise in capital markets attracts a wide variety of clients, including some of the most significant Canadian issuers of securities, many of the leading investment banks in Canada and the United States and a number of prominent private equity funds, venture capitalists and hedge funds.

We are also frequently called upon to provide counsel in the area of policy development for the Ontario Securities Commission, the Autorité des marchés financiers (Québec), the Securities and Exchange Commission, The Toronto Stock Exchange and the Investment Industry Regulatory Organization of Canada.

Recognition

The Lexpert/American Lawyer Guide to the Leading 500 Lawyers in Canada and The Canadian Legal Lexpert Directory place Davies Toronto and Montréal at the centre of their bull’s eyes for corporate transactions, relative to firm size, a category that includes our Capital Markets practice

Chambers Canada: Canada’s Leading Lawyers for Business—Capital Markets

IFLR1000: The Guide to the World’s Leading Financial Law Firms—Capital Markets

The Legal 500: Canada

  • Capital Markets (Tier 1 firm)
  • Capital Markets: Debt and Equity

The Lexpert/American Lawyer Guide to the Leading 500 Lawyers in Canada

  • Corporate Finance & Securities: Toronto and Montréal
  • Corporate Commercial Law: Toronto and Montréal

The Lexpert Guide to the Leading US/Canada Cross-border Corporate Lawyers in Canada—Corporate Finance & Securities

Report on Business/Lexpert Special Edition Canada's Leading Corporate Lawyers

The Canadian Legal Lexpert Directory

  • Corporate Finance & Securities: Toronto and Montréal (Most Frequently Recommended firm)
  • Corporate Commercial Law: Toronto and Montréal (Most Frequently Recommended firm)

The Best Lawyers in Canada

  • Corporate Law
  • Securities Law

Who's Who Legal: Canada—Capital Markets

Who's Who Legal: Capital Markets—Debt and Equity

Recent Work

  • Morgan Stanley's private placement of $1 billion of 3.00% Fixed Rate Senior Notes due 2024 (maple bonds)
  • Freshii Inc.'s $125-million initial public offering and secondary offering of class A subordinate voting shares

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Key Contacts

Patricia Olasker Patricia L. Olasker
Partner
Toronto
416.863.5551
Olivier Désilets Olivier Désilets
Partner
Montréal
514.841.6561
Jeffrey Nadler Jeffrey Nadler
Partner
New York
212.588.5505

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